Resources

Determination of Fit and Proper Requirements for Financial Services Providers

To qualify for authorisation, approval or appointment as financial services provider (FSP), key individual or representative, a person must comply with the fit and proper requirements to the extent applicable to FSPs, key individual or representatives in the relevant categories. Download the full revised Fit and Proper Requirements for more information.

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Financial Advisor Competency Profile

The Financial Advisor Competency Profile contains the, Financial Advisor Abilities, Financial Advisor Skills and Financial Advice Body of Knowledge that collectively describe the abilities, skills, attitudes, judgements and knowledge that a financial advisor draws on when rendering financial service(s) and/or professional service(s). The profile will also assist education and/or training providers to develop financial advisor qualifications that meet the same accepted set of standards.

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Our CPD offerings

We deliver verified and accredited continuous professional development (CPD) events that add value and improve the knowledge and skills of all delegates who attend. The events are delivered face-to-face and online

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