Webinar: FAIS Ombud Annual Report

Webinar: FAIS Ombud Annual Report
FPI CPD Approval FPI21050278

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The FAIS Ombud is recognised as a public entity in terms of schedule 3A of the Public Finance Management Act (PFMA) and is required then, in terms of section 40(1)(d)(i) of the PFMA, to produce and submit an Annual Report on its activities during that financial year. Some of the matters on which the FAIS Ombud reports include the number of complaints that were received by it during the financial year in question, the financial products in respect of which it received the most number of complaints, how the complaints were resolved as well as how many of the decisions issued by the FAIS Ombud, which were before the Financial Services Tribunal, were overturned and remitted to the FAIS Ombud for reconsideration. The FAIS Ombud’s annual report therefore not only provides valuable insight into the business of the FAIS Ombud but also on some trends in the financial services industry.

Join the Financial Planning Institute of Southern Africa (FPI) and Advocate Nonkumbulo Tshombe from the FAIS Ombud for an hour long webinar which will be available to watch until 31 May 2022 and you will be awarded 1 Ethics CPD hour upon completion. 

Webinar Details:
Available: 8 June 2021 - 31 May 2022
CPD: 1 Verifiable Ethics CPD hour
COB Category: All
Financial Planning: Ethics & Practice Standards 
Financial Advice: Ethics, Standards & Compliance
Cost FPI Member: Complimentary (All FPI designated members will receive all webinars for free as a membership benefit which are pre-registered and accessible via the E-learning portal)
Cost Non-Member: R250 

About the speaker: Nonkumbulo Tshombe
Nonkumbulo is an admitted advocate of the High Court of South Africa – she has 27 years’ worth of working experience, which includes practising as an advocate at the Pretoria Bar for more than 5 years. She is a professional with experience in several fields of law, notably tax laws, regulation in financial services, with developed skills in the broader commercial laws, corporate governance and the constitutional and administrative laws of South Africa. She has held various senior managerial and Executive positions over a period of 18 years, has led various senior specialists and experts (in Deloittes, SARS and FSCA) providing strategic and operational legal advice to various levels of leadership. In the area of non-executive oversight, Nonku has served as a director in, inter alia, economic regulation (Regulating committee of ACSA & ATNS), rail transport (the then SARCC now PRASA), communications (SENTECH), trusteeship in the pension fund and education areas (GEPF & SASOL FOUNDATION TRUST).

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6/8/2021 9:00 AM - 5/31/2022 11:59 PM

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